Becoming a SEBI Registered Investment Advisor (RIA) in India involves a structured and transparent SEBI registration process. To begin, ensure you meet the basic eligibility criteria: a graduate degree in finance, commerce, economics, or a related field, along with relevant professional qualifications. Clearing the mandatory NISM Investment Adviser Level 1 and Level 2 exams is essential, as these certifications validate your competence and understanding of advisory regulations.

Next, gain the required experience—either five years in financial services or equivalent educational qualifications. After meeting eligibility standards, prepare your documents, including educational certificates, proof of experience, identity and address proofs, income tax returns, and your detailed business plan for offering sebi registered advisory services.

Submit your online application on the SEBI Intermediary Portal along with the prescribed fees. Upon submission, SEBI reviews your documents, performs background checks, and may request clarifications. After approval, you receive your SEBI registration number, enabling you to officially provide investment advice.

Once registered, compliance becomes crucial. Advisors must maintain records, follow fee-related rules, and undergo periodic SEBI Audit, which ensures transparency and adherence to regulations. Following these steps helps you understand how to become a SEBI Registered Investment Advisor and operate professionally under SEBI guidelines.